Life Markets Compliance
Life Markets ComplianceStrategic Partner With Your Business
Compliance
Comply With Regulations. Grow Your Business Confidently.
PolicyTrac retains Life Markets Compliance, LLC (LMC) as its third party provider of legal, regulatory and compliance services. Collectively, we can serve as a strategic partner to the compliance and legal departments of our members. PolicyTrac and LMC assist its membership in navigating the complex and evolving life settlement marketplace with licensing, reporting and compliance expertise.
Life Market Compliance’s team of specialists provides member firms with services that include:
- Interpreting Statutory Regulations
- Obtaining Licensing in Targeted States
- Monitoring Legislative Changes and Regulatory Trends
- Assessing Broker-Dealer Life Settlement Requirements
- Reviewing Representations, Contracts, Broker Certification, Provider Agreements and Warranties
- Compliance with Transparency Laws and Disclosure Statements
To specifically contact and to learn more about Life Markets Compliance, please call (561)-826-0371.
